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Inside This Issue:
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FDA
Proposes New Major Regulatory
Burden on Workplace Onsite Testing
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Recently, the Drug and Alcohol Testing Industry Association (DATIA) submitted
comments to the Food and Drug Administration (FDA) on their draft guidance Over
the Counter Screening Tests for Drugs of Abuse: Guidance for Premarket Notifications.
DATIA's comments on behalf of its constituency were based on member input, including
a survey of the membership.
The main concern that DATIA has with the draft guidance is that it equates
workplace testing with home testing. DATIA members overwhelmingly indicated that
workplace drugs of abuse screening tests should not be subject to FDA over-the-counter
approval. Experienced and trained specimen collectors/testers conduct workplace
drugs of abuse screening tests, not an amateur or layperson as in home testing.
The Department of Health and Human Services (HHS), Department of Transportation
(DOT), and an increasing number of state laws specifically address who can perform
a drug test specimen collection and/or on-site drugs of abuse test. Although not
licensed medical personnel, the persons performing these tests are required to
have been trained and will soon be required to be certified.
In addition to the distinction between who performs workplace on-site drugs
of abuse screening tests, the proposed over-the-counter guidance would significantly
hamper scientific and technological advancements in on-site testing. Since any
change in the product, drugs tested for, or cutoff levels would result in a new
product that would need to go through the over-the-counter approval process, this
would slow down the introduction of new and more reliable tests into the market.
FDA over-the-counter approval costs significantly more and takes much longer
than the current premarket clearance that the tests must currently go through.
It is for these reasons that only a handful of manufacturers have attempted to
get over-the-counter clearance for home drugs of abuse screening tests. To apply
these over-the-counter guidelines to workplace drug testing would possibly result
in only a handful of manufacturers attempting to complete the approval process
a significant step back for the industry.
DATIA members have stated that they feel the entire draft guidance should not
apply to workplace drug testing. However, one specific requirement contained in
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the draft guidance causes concern. DATIA members indicated that they oppose
the requirement for all workplace drugs of abuse urine screening tests to include
the fee for a laboratory confirmation test whether or not the confirmation test
is performed.
The FDAs reason for this requirement appears to be to ensure that all
non-negative results are sent for laboratory confirmation, but the inclusion of
the laboratory testing fee into all screening tests does not offer this assurance.
This requirement will most likely have the opposite effect of lowering the amount
of drugs of abuse screening tests performed since the barrier to entry will be
high. Many employers request that their drug testing program use these quick response
tests for their ability to provide a near immediate negative result. This saves
the employer time and money. For the FDA to require a fee for confirmation testing
on all drugs of abuse screening tests would be the same as the DOT requiring that
all laboratory drug testing fees also include a fee for testing of the split specimen.
The majority of DATIA members who completed the survey on this issue indicated
that the fee for confirmation testing should not be included in the fee for on-site
drugs of abuse screening tests, but rather the confirmation fee should be paid
only when a confirmation test is required and performed.
It is current practice, and included in the HHS draft Mandatory Guidelines
for Federal Workplace Drug Testing Programs, that all non-negative results
are sent to a laboratory for confirmation testing. In addition, states and employers
commonly base their drug free workplace programs on the HHS guidelines thereby
ensuring that the majority of drug free workplace policies incorporating point
of collection screening tests will include protocols for sending non-negative
results for confirmation testing.
The majority of DATIA members do not see how the draft guidelines will result
in more accurate and reliable drugs of abuse screening tests. In addition, important
questions have been raised by DATIA members as to the jurisdiction of the FDA
in issuing the draft guidelines for over-the-counter clearance of workplace drugs
of abuse screening tests. DATIA encouraged the FDA and the Executive Branch to
seriously look at the above issues. DATIA will follow this issue closely and keep
its members up to date on the proposed regulation status.
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New
Part 40 Impacts Collectors
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Regarding the new 49 CFR Part 40 collector training requirements, the Drug
and Alcohol Testing Industry Association (DATIA) wants to answer your Frequently
Asked Questions (FAQs) on the New DOT Regulations and their impact on urine specimen
collectors.
When do the specimen collector training requirements go into effect?
The new CFR 49 Part 40 regulations concerning collector training go into effect
August 1, 2001. Persons who have been performing collections prior to August 1,
2001 will need to meet the qualification training and proficiency demonstration
requirements by January 31, 2003.
If a collector has met the qualification training and proficiency demonstration
requirements prior to August 1, 2001, he/she does not need to meet the requirements
again after August 1, 2001. Persons who become a collector on or after August
1, 2001 will need to meet the qualification training and proficiency demonstration
requirements before performing specimen collections.
What are the qualification training and proficiency demonstration requirements
for specimen collectors?
Qualification training must include instruction on (1) all steps necessary to
complete a collection correctly and the proper completion and transmission of
the Custody and Control Form (CCF); (2) problem collections such as shy bladder
and attempts to adulterate a specimen; (3) fatal flaws, correctable flaws, and
how to correct problems in collections; and (4) the collectors responsibility
for maintaining the integrity of the collection process, ensuring the privacy
of employees being tested, ensuring the security of the specimen, and avoiding
conduct or statements that could be viewed as offensive or inappropriate.
Proficiency demonstration consists of completing five consecutive error-free mock
collections. The five mock collections must include two uneventful collection
scenarios, one insufficient quantity of specimen scenario, one temperature out
of range scenario, and one scenario where the donor refuses to sign the CCF and
initial the specimen bottle tamper evident seal. These mock collections must be
monitored and evaluated by a person that meets the DOT requirements to do so (see
#3). This person must attest in writing that the mock collections were error-free.
What qualifications must a collector meet to be able to monitor and evaluate a
collectors proficiency demonstration?
This person must have demonstrated the necessary knowledge, skills, and abilities
by (1) regularly conducting DOT drug test collections for a period of at least
one year; (2) conducting collector training under part 40 for at least one year;
or (3) successfully completing a train the trainer course.
What should you look for in a training course?
Nationally Recognized Certification. The DATIA collector training program has
been in existence since 1997. Since its transition to a formal certification program
in June of 1999, the program has certified over 1500 collectors. These certified
collectors receive and are able to use the professional designation of either
CPCT (Certified Professional Collector Trainer) or CPC (Certified Professional
Collector). DATIAs program is currently the only collector certification
program offering National Recognition. In addition, although not in the DOT requirements,
the Department of Health and Human Services (HHS) is in the process of preparing
requirements for collector certification as part of their Mandatory Guidelines
for Federal Drug Testing Programs.
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Small Class Size. Specimen collections, although they appear simple, can be
very complex. A small class size allows attendees to receive special attention
from the instructor during class. This attention ensures that attendees do not
leave the course with outstanding questions or misinterpretations of the information.
DATIA has limited its course size to 25 persons to ensure that all attendees have
the opportunity to have questions answered and information clarified.
Experienced Instructors. The information taught in a course can only be as good
as the person presenting the material. Be sure that the instructor has enough
experience to answer questions on even very obscure collection scenarios. A person
experienced not only in performing collections, but also in presenting a training
course will be better equipped to present the material in a way that allows attendees
to get the most out of the course. Sherri Vogler and John Corpus have been presenting
DATIAs collector training programs since 1998 and continue to receive near
perfect ratings for their effective delivery, ability to answer questions, and
ability to clarify even the most difficult information.
Thorough Coverage of all Information. Be sure that the course allows ample time
to thoroughly cover all aspects of the collection process and to pay particular
attention to problem collection scenarios such as shy bladder and specimen adulteration.
Adequate time should also be allotted for question and answer periods. These are
often the most enlightening segments of the course as everyone can learn from
the experiences of others. DATIAs course is offered only as a full day course
providing 7 hours of intense instruction and question and answer periods.
Comprehensive Course Development. A good training course is developed by those
with extensive experience with the information being taught. By knowing first
hand what skills tend to cause the most difficulties for collectors, a course
can be developed to overcome these difficulties and ensure that proficiency is
attained in all areas of specimen collections. DATIAs course is the only
peer developed and industry reviewed course currently available. A committee of
industry professionals spent over a year preparing the agenda and materials for
the DATIA collector training program. This program was reviewed multiple times
by DATIAs committee and finally reviewed by the DOT for accuracy.
Follow-up Materials. A good training course doesnt end when the attendee
walks out of the door at 5:00 pm. Be sure that you receive reference materials
to refer to when questions arise and/or information on how to contact your instructor
for questions. In addition, be sure that you can be easily updated on changes
to the information that you were taught. Good training occurs daily.
DATIA provides its attendees with a comprehensive manual on the collection procedures
and problem scenarios along with copies of the regulations concerning specimen
collections. Through the DATIA website, emails, and letters, DATIA alerts its
CPCTs to changes in specimen collection procedures and standards. Most recently,
DATIA alerted its CPCTs to new information concerning the new 5-part CCF and how
to correctly complete the form.
DATIA will be offering its training courses regionally across the nation, review
information on our 2001 courses at www.datia.org. Additional courses for 2002
will be announced during the summer of 2001. Make plans now to attend a course
in your area
.remember you do not need to rush to attend the first course
offered.
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Its
The Law: Part 40--The High Cost of Non-Compliance
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| By Tom
Eden, Esq., Wallace, Jordan, Ratliff & Brandt, L.L.C. |
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In light of the sweeping regulatory changes recently issued by the DOT to 49
C.F.R. Part 40 (Part 40), the first question any Service Agent in
this regulated industry should ask themselves is what is the cost of non-compliance?
Take this pop quiz to find out:
Question: Am I a Service Agent covered by the regulations?
Answer: If you, or your company, provide services that fall under Part 40 in connection
with DOT drug and alcohol testing requirements you are covered. This includes
collectors, BATs, STTs, laboratories, MROs, SAPs and C/TPAs which the regulations
collectively refer to as Service Agents. (§ 40.3).
Question: What are the training requirements for a Service Agent?
Answer: Part 40 uses a new term Qualification Training, which states
that the training required in order for a collector, BAT, MRO, SAP, or STT
to be qualified to perform their functions in the DOT drug and alcohol testing
. . . may be provided by any appropriate means (e.g., classroom instruction, internet
application, CD/Rom, video). (§ 40.3).
Question: What must a collector receive in the way of Qualification Training?
Answer: Collectors read § 40.33(b) (g); for an SAP read § 40.281;
for STT and BAT read § 40.213; for an MRO read § 40.121; for a C/TPA
read all 413 subsections. Each § contains a requirement to demonstrate proficiency
by an exam or through real-time interactive monitoring.
Question: What do I have to do after the initial Qualification Training?
Answer: Part 40 requires that Service Agents periodically review basic requirements
and receive instruction concerning changes in technology (e.g., new testing methods
that may be authorized) and amendments, interpretations, guidance and issues concerning
Part 40 and other DOT agency drug and alcohol testing regulations. This Refresher
Training can be provided by the same methods as Qualification Training.
(§ 40.3).
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Question: Can an employer card me about my qualifications?
Answer: Yes. An employer is responsible for insuring that the Service Agents meet
the qualifications under Part 40 and may demand to see documentation of such.
The employer is subject to being sanctioned (fined) for the Service Agents
non-compliance. § 40.16. (Guess who will end up paying the fine?) Additionally,
the mandatory Part 40 contract provision at § 40.11(c) is a powerful indemnification
provision that employers can use against a non-compliant Service Agent who has
cost them money or gets them sued.
Question: What happens if I ignore the Qualification Training requirements
of Part 40?
Answer: Nothing good. The DOT has included a Public Interest Exclusion (PIE)
at § 40.361. If you do not comply with Part 40, DOT may take action against
you under the PIE procedures, § 40.341. You will receive a NOPE (notice of
proposed exclusion) under § 40.375; are required to provide written notice
within 3 days to your employer clients of a PIE, § 40.403; and will have
your name posted on the DOT website. (Note: There are a number of PIE and NOPE
procedural steps that I have omitted, but I think you get the idea.)
As you can see from the above PIEs and NOPEs and Mandatory Contracts, training
is no longer just a good idea ITS THE LAW.
DISCLAIMER: The above should not be construed as legal advice or legal opinion
as to any specific facts or circumstances. The contents are intended for general
information only, and you are urged to consult your attorney concerning your own
situation and any specific legal questions you may have. Tom Eden is a management
labor attorney with the law firm of Wallace, Jordan, Ratliff & Brandt, L.L.C.
who advises collection sites, TPAs, employers, work comp administrators, and MROs
on a variety of drug and alcohol testing issues and risk reduction programs. Tom
may be reached at (205) 870-0555 or te@wallacejordan.com. Please visit our Web
Site at www.wallacejordan.com (which contains federal drug testing regulations
and other drug free workplace resources).
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Industry
Online Forum Unveiled
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Drug and alcohol testing professionals looking for a convenient and informative
way to get answers to their most pressing questions, can now look to DATIAs
website. In addition to the wealth of information on the pages, DATIA has just
launched its Industry Forum.
With the many new industry regulations, the forum could not have been launched
at a better time. Visitors to the forum will have the opportunity to join discussions
on the new Part 40 regulations, Medical Review Officer functions, specimen collections,
alcohol testing, and much more. The forums easy to navigate appearance makes
it simple for visitors to get answers to their
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questions and learn about what others in the industry are concerned about.
Advanced functions of the forum allow registered users to search the forum for
keywords, and to have answers to their questions emailed directly to them. This
allows users to get the answer to their question without having to check back
each day to see if anyone has replied to their question.
DATIA is confident that its members will find substantial benefit in the forum
and we encourage all members to register and start using the forum today (http://www.datia.org/forum). If you have any questions on the forum, please contact DATIA at info@datia.org.
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Changes
to DOTs Testing Regulations Are Fused Into DATIA Training Courses
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In DATIAs upcoming Certified Professional Collector Trainer (CPCT) and
Drug and Alcohol Testing Program Management courses, the new regulations effective
January 18, 2001 and the upcoming regulations effective August 1, 2001 will be
highlighted. New regulations affecting service agent training, test result reporting,
collection procedures, follow-up and return to duty process, Public Interest Exclusions,
file and record retention, and blind specimen submission are just a few of the
highlighted revised regulations.
Attendees of the Drug and Alcohol Testing Program Management course will receive
the first comprehensive manual written for Consortia and Third Party Administrators
(C/TPA) covering both the current and upcoming regulations. Manuals outlining
the current and upcoming regulations covering urine specimencollections, as well
as the new 5-part Custody and Control form, are available as part of the CPCT
training course. These are the first manuals of their kind and will provide a
valuable resource for professionals. Previous attendees of the courses will be
given the opportunity to purchase updated manuals.
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DATIA has received an overwhelming response to its upcoming training courses
and the 2001 courses are filling up at an unprecedented pace, which clearly demonstrates
the industrys interest in learning as much as possible about the upcoming
regulations.
While we encourage all industry professionals to ensure that they are proficient
in the new regulations by August 1, 2001, we would like to stress that the required
training requirements do not need to be met by those already performing services
for DOT drug and alcohol testing until January 1, 2003 (December 31, 2003 for
Substance Abuse Professionals). For more information on the new DOT drug testing
regulations, see the related stories within the current DATIA newsletter, or visit
www.datia.org.
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Companies
Earn NAADATP Status
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On December 1, 2000, Wienhoff and Associates, Inc. of Boise, ID, become the
first company to meet the requirements of the Nationally Accredited for Administration
of Drug and Alcohol Testing Programs (NAADATP) program, and on January 5, 2001
C.J. Cooper and Associates, Inc. of Marion, IA joined the NAADATP ranks. Ms. Colleen
Wienhoff and Ms. C.J. Copper are to be commended for their dedication and commitment
to meeting the programs standards.
To receive such recognition, a principal of the company must first attend the
Drug and Alcohol Testing Program Management Training Course. That person is then
qualified to take the NAADATP exam, and submit the NAADAPT application. Both the
application and the exam, require the applicant to demonstrate that their companys
policies and procedures adhere to strict standards for drug and alcohol testing
program management. The standards of the program were based on items contained
in the Department of Transportations Drug and Alcohol Testing Regulations,
and formulated by industry experts with years of trial and error experience in
the areas not covered by the regulations.
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Such company standards include ensuring that pre-employment test requirements
are met before adding an employee to the random pool, using secure means to notify
employees of random tests, using secure means to identify the designated employer
representative (DER) before delivering confidential information over the phone,
and using secure means to transmit confidential information between the DER and
the program manager.
The NAADATP program was first announced in September of 2000. Since that date,
over 100 program managers have attended the Drug and Alcohol Testing Program Management
Training Course. Of these, two have received NAADATP status and there are currently
13 companies with NAADATP applications pending.
Most attendees of the course leave with an abundance of new information, and a
list of policies and procedures that they need to implement in order to meet the
programs standards. Attendees have indicated that the course and standards
program will be a great benefit to the business. Not only does the company receive
industry recognition for their efforts, but NAADATP status is also a great marketing
tool when bidding for new business. For complete program information, visit DATIAs
website at www.datia.org and click on the NAADAPT logo.
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DATIA
Incorporation and Strategic Plan
Announced at Executive Meeting
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DATIA is pleased to report that on January 12, 2001, at the DATIA Executive
Committee meeting in Alexandria, VA, DATIA announced that it is now formally and
legally incorporated.
The DATIA Executive Committee also discussed DATIAs accomplishments, strategic plan, and regional conference for 2001. DATIAs Chairman Dean Klassy, Vice Chairman Colleen Weinhoff, Secretary Theresa Nones, and Treasurer Karen Rapchick along with Executive Director Laura Norfolk were in attendance for the meeting. Other DATIA staff participating at the meeting included DATIAs Membership Assistant Alicia Williams, Managing Director Jeffrey Smith, and DATIAs Editor Erin Broekhuysen.
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Among DATIAs many successes in 2000 are: the new Nationally Accredited
for Administration of Drug and Alcohol Testing Programs (NAADATP) Program; DATIAs
constantly improving Certified Professional Collector(CPC) and Certified Professional
Collector Trainer (CPCT) programs; the substantial impact DATIA had regarding
changes to the new Chain of Custody Form and the New 49 CFR Part 40.
DATIA has approved its strategic plan for 2001. Some important aspects of the
plan include strengthening regulatory and legislative advocacy and enhancing DATIAs
educational programs and seminars. DATIA also strives to produce the most informative
DATIA conference ever this year for its 5th Annual Conference in May 2001.
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Member
Get A Member Campaign
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The Drug and Alcohol Testing Industry Association (DATIA) would like to encourage
its members to be more active in the Member Get A Member Campaign. DATIA will
recognize sponsoring members in each issue of DATIA News and during the 2001 Annual
Conference. Plus, for every company that you recruit for DATIA membership between
now and April 27, 2001, your name will be entered into a drawing for valuable
prizes. The more members you recruit, the greater your chances of winning prizes.
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In addition, the DATIA member who recruits the most members will be awarded
the Grand Prize of roundtrip airfare and conference registration to DATIAs
2001 Annual Conference to be held May 31-June 2 in Phoenix, AZ!
Remember that your name must be listed on the new members application as
the referring member in order for you to be eligible to receive recognition and
awards. Good luck and start recruiting! For more information access www.datia.org.
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In
the Industry News
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Bus Drivers Use Childs Urine to Pass Test
Two bus drivers in Albany, NY have been charged with paying a kindergartner $5
to use his urine to pass a drug test.
Apparently, Kimberly Holsapple was afraid she would fail an upcoming drug test
because she had recently used marijuana, so she and Tanya Humberg decided to use
a 5-year-old's urine. They selected a child and paid him $5 to take a plastic
cup into the school bathroom, urinate into it and return it to them. Then, they
told the boy to keep it a secret.
The bus is equipped with video and audio tape systems and the two later talked
about how to keep the urine warm before the test. The student told his parents,
and they immediately contacted Albany City School District officials who called
police. Both drivers were fired. They were charged with endangering the welfare
of a child, a misdemeanor.
Edgell Named Acting Director of ODAPC
The Department of Transportation recently named Kenneth Edgell Acting Director
of its Office of Drug and Alcohol Policy and Compliance. Mr. Edgell will act as
the temporary replacement for Mary Bernstein, who stepped down as Director in
December 2000.
Mr. Edgell has a distinguished career in federal policy issues and played an important
role in the development of the new 49 CFR Part 40. He previously served ODAPC
as a program analyst.
Doctors Surveyed Do Little for Patient Drug Abuse
A national survey of primary-care doctors suggests that many are doing little
to help drug-addicted patients combat substance abuse. The survey results include
about one-third of the 1,080 doctors surveyed said they do not routinely ask new
patients whether they use illicit drugs, and 15% said they do not routinely offer
any intervention to drug-abusing patients.
Of the doctors who do offer intervention, 61% said they recommend 12-step programs,
which research has suggested may be less successful than formal addiction therapy.
Only 55 % of those surveyed routinely recommend formal addiction therapy, such
as methadone treatment or residential treatment centers.
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The findings suggest that many doctors don't consider drug abuse a medical
problem like chronic diseases such as diabetes or heart disease. Reasons suggested
for failing to do so include pessimism about being able to help and skepticism
about the success of drug treatment programs.
Alan I. Leshner, director of the National Institute on Drug Abuse, which helped
fund the study, believes primary-care physicians are in a perfect position to
help diagnose drug addiction and get abusers proper treatment and despite common
misconceptions, addiction is treatable if the treatment is well-delivered and
tailored to the patient's needs.
For more information on this survey access the Archives of Internal Medicine at
http://archinte.ama-assn.org/issues/current/abs/ioi90895.html.
N.J. Judge Blocks Random Student Drug Testing
A court decision prohibits a high school in New Jersey from randomly testing students
on teams and clubs, as well as those who park their cars at the school.
Superior Court Judge Robert F. Guterl issued an injunction to block the drug testing
proposed by Hunterdon Central Regional High School. A lawsuit against the random
drug tests was filed by three students. Guterl wrote in his ruling, "Students
should not have to surrender their right to privacy in order to participate in
athletics and extracurricular activities, and participation in these school programs
does not significantly diminish an individual's reasonable expectations of privacy
or the intrusiveness of a suspicionless drug testing program."
Following the ruling, school lawyer Kevin B. Kovacs said the district would seek
a trial and pursue the case, if needed, to the state Supreme Court.
In the past, the U.S. Supreme Court has allowed random drug testing of student
athletes if a school demonstrates a special need for such a program. But in New
Jersey, courts have relied on the state's constitution for a broader interpretation
of individual privacy rights.
The school district has suspended drug testing pending the outcome of the lawsuit.
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